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  • Family Office Regulation in Light of the Archegos Fallout [May 10, 2021]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.; Su, Eva
    2021-05-10
  • Climate Change Risk Disclosures and the Securities and Exchange Commission [April 20, 2021]
    Library of Congress. Congressional Research Service
    Miller, Rena S.; Vanatko, Nicole; Shorter, Gary W.
    2021-04-20
  • GameStop-Related Market Volatility: What Happened? [February 25, 2021]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.
    2021-02-25
  • Robinhood, the Fintech Discount Broker: Recent Developments and Concerns [October 8, 2020]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.
    2020-10-08
  • Publicly-Traded Firms and COVID-19-Related Disclosures [July 9, 2020]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.
    2020-07-09
  • Restrictions on Compensation Under the CARES Act [June 12, 2020]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.; Gnanarajah, Raj
    2020-06-12
  • Fintech: Overview of Innovative Financial Technology and Selected Policy Issues [April 28, 2020]
    Library of Congress. Congressional Research Service
    Perkins, David W.; Cooper, Cheryl R.; Getter, Darryl E. . . .
    2020-04-28
  • Stock Buybacks and Company Executives' Profits [April 16, 2020]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.
    2020-04-16
  • Securities and Exchange Commission (SEC) Actions to Mitigate the Impact of COVID-19 [April 16, 2020]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.
    2020-04-16
  • Introduction to Financial Services: The Securities and Exchange Commission (SEC) [Updated April 15, 2020]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.
    2020-04-15
  • Title IV Provisions of the CARES Act (P.L. 116-136) [April 2, 2020]
    Library of Congress. Congressional Research Service
    Scott, Andrew P.; Cecire, Michael H.; Cooper, Cheryl R. . . .
    2020-04-02
  • Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155) and Selected Policy Issues [April 12, 2018]
    Library of Congress. Congressional Research Service
    Perkins, David W.; Getter, Darryl E.; Labonte, Marc . . .
    2018-04-12
  • Department of Labor's 2016 Fiduciary Rule: Background and Issues [July 03, 2017]
    Library of Congress. Congressional Research Service
    Topoleski, John J.; Shorter, Gary W.
    2017-07-03
  • 'Regulatory Relief' for Banking: Selected Legislation in the 114th Congress [November 23, 2016]
    Library of Congress. Congressional Research Service
    Hoskins, Sean M.; Getter, Darryl E.; Gnanarajah, Raj . . .
    2016-11-23
  • 'Regulatory Relief' for Banking: Selected Legislation in the 114th Congress [November 10, 2016]
    Library of Congress. Congressional Research Service
    Hoskins, Sean M.; Getter, Darryl E.; Gnanarajah, Raj . . .
    2016-11-10
  • High Frequency Trading: Overview of Recent Developments [April 4, 2016]
    Library of Congress. Congressional Research Service
    Miller, Rena S.; Shorter, Gary W.
    2016-04-04
  • Department of Labor's 2015 Proposed Fiduciary Rule: Background and Issues [April 1, 2016]
    Library of Congress. Congressional Research Service
    Topoleski, John J.; Shorter, Gary W.
    2016-04-01
  • 'Regulatory Relief' for Banking: Selected Legislation in the 114th Congress [January 19, 2016]
    Library of Congress. Congressional Research Service
    Hoskins, Sean M.; Gnanarajah, Raj; Labonte, Marc . . .
    2016-01-19
  • Selected Securities Legislation in the 114th Congress [December 4, 2015]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.
    2015-12-04
  • 'Regulatory Relief' for Banking: Selected Legislation in the 114th Congress [October 15, 2015]
    Library of Congress. Congressional Research Service
    Hoskins, Sean M.; Gnanarajah, Raj; Labonte, Marc . . .
    2015-10-15
  • 'Regulatory Relief' for Banking: Selected Legislation in the 114th Congress [May 14, 2015]
    Library of Congress. Congressional Research Service
    Hoskins, Sean M.; Labonte, Marc; Murphy, Edward Vincent . . .
    2015-05-14
  • Dark Pools in Equity Trading: Policy Concerns and Recent Developments [September 26, 2014]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.; Miller, Rena S.
    2014-09-26
  • 'Dark Pools' In Equity Trading: Significance and Recent Developments [August 27, 2014]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.; Miller, Rena S.
    2014-08-27
  • High-Frequency Trading: Background, Concerns, and Regulatory Developments [June 19, 2014]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.; Miller, Rena S.
    2014-06-19
  • 'Pay Ratio Provision' in the Dodd-Frank Act: Legislation to Repeal It in the 113th Congress [October 28, 2013]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.
    2013-10-28
  • U.S. Initial Public Stock Offerings and the JOBS Act [September 27, 2012]
    Library of Congress. Congressional Research Service
    Miller, Rena S.; Shorter, Gary W.
    2012-09-27
  • JP Morgan Trading Losses: Implications for the Volcker Rule and Other Regulation [August 16, 2012]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.; Murphy, Edward Vincent; Miller, Rena S.
    2012-08-16
  • SEC Climate Change Disclosure Guidance: An Overview and Congressional Concerns [May 24, 2012]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.
    2012-05-24
  • U.S. Implementation of Basel II.5, Basel III, and Harmonization with the Dodd-Frank Act [February 24, 2012]
    Library of Congress. Congressional Research Service
    Getter, Darryl E.; Shorter, Gary W.
    2012-02-24
  • Financial Regulatory Reform and the 111th Congress [June 1, 2010]
    Library of Congress. Congressional Research Service
    Shorter, Gary W.; Murphy, Edward Vincent; Miller, Rena S. . . .
    2010-06-01
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