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Dimensions of Public Engagement for Inclusive Emergency Planning
From the Thesis Abstract: "Vulnerable populations suffer disproportionate impacts in disasters. The Federal Emergency Management Agency (FEMA)'s whole-community approach addresses this disparity in the emergency planning process. An inclusive planning process is needed to operationalize FEMA's whole-of-community concept. This thesis focuses on public engagement as foundational to inclusive planning. This research first analyzed whether prior research translated into useful whole-community planning processes in large urban areas with different hazard profiles. Then, a structured, systematic case examination of four projects--in Hertford, North Carolina; the Commonwealth of Massachusetts; Los Angeles County, California; and San Antonio, Texas--confirmed the efficacy of the five dimensions of public engagement identified in prior research. In addition to these dimensions, this thesis offers eight new findings. One set identifies factors that affect public engagement: jurisdictional size, poverty and disability, a community's ethnic make-up, and a history of disasters. The other set adds three key dimensions of public engagement: trust among partners, addressing language barriers, and community-specific strategies. The thesis concludes with recommendations for emergency planners, and future research. This thesis supports emergency planners in implementing FEMA's whole-community planning within their varied jurisdictions and contributes to a definition for an inclusive emergency planning process."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Witmer, Deborah L.
2019-09
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China's Emerging Soft/Sharp Power Strategy in Hollywood
From the Thesis Abstract: "China is currently the second-largest film audience market in the world and is set to surpass the U.S. market by 2020. China's lucrative market is controlled by Beijing's state, which permits only the release of films that place China in a positive light. Meanwhile, China has nefariously sought U.S. technology through spying, specifically targeting the space industry where China has emerged as the strongest competitor to the United States. This thesis examines China's intentions of controlling narratives and stealing or co-opting media tradecraft and capabilities through the use of its markets and investment. Six Hollywood films are examined to understand the nature of China's expanding sharp power into United States through Hollywood. This thesis concludes that by controlling Hollywood, China may be positioned to shape perceptions of the U.S. society, which is susceptible to propaganda particularly coming from American sources. This research concludes with three recommendations to help control or mitigate the Chinese threat."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Larson, Douglas F.
2019-09
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Hitting the Accelerator: Will Tesla Crash the Los Angeles Grid?
From the Thesis Abstract: "How many Teslas will it take to crash the Los Angeles, California, grid? This thesis conducts a thought experiment to explore whether rapid adoption of electric vehicles (EVs) in Los Angeles will reduce the reliability of electric power in the Los Angeles Department of Water and Power (LADWP) service territory. Federal and state regulations are encouraging the shift to electric transportation in support of policy priorities that include reducing greenhouse gas emissions and reducing dependence on foreign energy sources. However, high market penetration by EVs will change the patterns of electricity use, especially in urban areas. Under some scenarios, EVs could pose a risk to the reliability and resilience of the electric grid serving these areas. To explore this issue, I developed a model that projects the impact of EVs on the peak power load in Los Angeles in 2030 under different scenarios of EV market penetration and constraints on demand for vehicle charging (e.g., time-of-day pricing). I found that even with moderate EV penetration, if vehicle charging is unconstrained, the load placed on the LADWP grid will exceed the established reserve margin in 2030. Only by adopting some form of incentives for EV drivers to shift their power demands from the normal end-of-day charging routine will the LADWP be able to maintain the reliability and resilience of the power grid."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Orr, Marilee
2019-09
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Developing a Blueprint for Successful Private Partnership Programs in Small Fusion Centers: Key Program Components and Smart Practices
From the thesis abstract: "The 'Baseline Capabilities for State and Major Urban Area Fusion Centers' required fusion centers to establish programs to interact with the private sector. These programs took the form of Public and Private Sector outreach programs. This requirement had a profound budgetary and operational impact on fusion centers, but agencies received very little guidance about how to plan, organize, and sustain these programs. The goal of this thesis was to identify smart practices and create an operational blueprint that fusion centers and intelligence units could use to establish a successful private sector outreach program. Three nationally recognized programs were studied and evaluated by a panel of subject-matter experts. The group identified six fundamental components that executives should consider prior to establishing a program: determine if the host agency has the expertise to manage the program, assess the agency's culture to identify it's willingness to interact with the business community, establish sustainable funding mechanisms prior to implementing the program, use a hybrid approach to communication including websites and face-to-face meetings, fully understand the value of the private sector, and emphasize the importance of participation by agency leadership."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Rueben, Kenneth
2013-03
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Preparing South Carolina Emergency Departments for Mass Casualties with an Emphasis on the Planning Process
From the thesis abstract: "This thesis addresses the role of the emergency department in planning for mass casualties during an emergency. The demand on hospital emergency departments has stretched the capacity for normal operations beyond their original design. Hospital surge capacity is not only complex, but affects every hospital emergency department in the country. Factors, such as hospital bed capacity, surge levels, staffing and the use of volunteers in time of emergency, all play a critical role in the ability and accessibility of the hospital to react during times of need. The recommendations provided are based on the analysis of county, state and federal plans along with case studies that provide a varied approach to emergency preparedness and the role of the hospital, focus on some of the facets of preparedness and the immediate need for emergency planning, training/exercising and communication in hospitals across America, and specifically, in hospitals in South Carolina."
Naval Postgraduate School (U.S.). Center for Homeland Defense and Security; Naval Postgraduate School (U.S.)
Donovan, Colleen Mary
2013-03
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State Methods for a Cyber Incident
From the thesis abstract: "The National Cyber Incident Response Plan stipulates the state homeland security advisor as the contact point for a significant cyber incident. But this may not be the most effective method of response because the state homeland security advisors are not domain experts for cyberspace. A questionnaire was sent to state chief information officers and/or state chief information security officers to determine current capability and procedures for responding to a national cybersecurity incident. Nineteen states replied with 227 responses relating to information sharing between states and the federal government; use of established cybersecurity event and response definitions, coordination and control mechanisms, and terms; use of risk-based approaches to cyber incident planning, including remediation based on workflows and procedures; establishment of thresholds when predefined boundaries are crossed; and instigation of varying courses of action. As a result of the survey, the author recommends increasing knowledge and information flow between state and federal agencies regarding national cyber incidents; the establishment of regional cybersecurity hubs throughout the nation; and the creation of a national cyber incident teleconferencing network and prearranged protocols for situational awareness and communication of courses of action following a cybersecurity incident."
Naval Postgraduate School (U.S.). Center for Homeland Defense and Security; Naval Postgraduate School (U.S.)
Mulligan, Michael R.
2012-03
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Collaborative Response and Recovery from a Foot-and-Mouth Disease Animal Health Emergency: Supporting Decision Making in a Complex Environment with Multiple Stakeholders
From the thesis abstract: "This thesis recommends ways to support decision makers who must operate within the multi-stakeholder complex situation of response and recovery from a major foot-and-mouth disease outbreak. This is important because poor decision making and uncoordinated response and recovery execution to a foot-and-mouth disease outbreak may lead to increases in the size and scope of the outbreak with associated increased economic costs. The United States can strengthen its preparedness posture and can improve its ability to support effective decision making in responding to and recovering from a foot-and-mouth disease outbreak in the following three ways. (1) Maintain Regional Multi-Stakeholder Partnerships (2) Strengthen Data and Information Support to Decision Makers (3) Understand the Complexity of the Situation and Approach Decision Making Accordingly The first sets up an ongoing, regional, multi-stakeholder enabling structure that can be used to build trust by convening collaborative people from the multiple stakeholder groups. The second supports the provision of credible and rapid information upon which to make decisions. The third provides decision makers with a sense making framework for understanding and working in complex situations with multiple stakeholders."
Naval Postgraduate School (U.S.). Center for Homeland Defense and Security; Naval Postgraduate School (U.S.)
Dixon, Susan M.
2013-12
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Putting the Lid on the Devil's Toy Box: How the Homeland Security Enterprise Can Decide Which Emerging Threats to Address
From the thesis abstract: "Evolving developments in nanotechnology, materials science, and artificial intelligence are paving the way for exponential growth in humanity's abilities to create--and destroy. Emerging Promethean technologies will deliver capabilities to average persons that, until recently, have been relegated only to governments, militaries, and large research laboratories. The responsibilities of the homeland security enterprise can be divided between two mission sets: the systemic mission (responding to known threats) and the future-shock mission (preparing for highly uncertain threats from emerging technologies). The latter mission encompasses forecasting which emerging Promethean technologies are most likely to be actualized and then used by bad actors, and which have the direst plausible consequences. Pandora's Spyglass, a decision-support tool for performing a 'devil's toy box' analysis, fuses best practices from a wide variety of predictive analytical techniques. It produces an ordinal list of most-destructive scenarios involving emerging Promethean technologies likely to come to market within a five- to ten-year window--a 'to-do' list for counter-future-shock research and development. It is a ranking tool, not meant to serve as a budget justification or formulation tool; however, the procedure's assumptions and variables can be validated so that it could legitimately serve that latter function."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Fox, Andrew J.
2018-03
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Cloudy Crystal Ball: Detecting and Disrupting Homegrown Violent Extremism
From the thesis abstract: "Homegrown violent extremism (HVE) is unpredictable, but not completely absent of warning signs. This thesis evaluates how potential homegrown extremists can be identified before an attack occurs, and the use of preventive detention is considered for preempting violent acts. An evaluation of recent HVE incidents--including the Boston Marathon bombing, Charleston church shooting, San Bernardino shooting, Orlando Nightclub massacre, and Fort Lauderdale airport attack--reveals threat investigation gaps. Without a crystal ball, it is unlikely investigators could have predicted violence in these cases, but opportunities for improvement were found in hindsight. This thesis argues multidisciplinary teams (MDTs) and threat assessment tools can contribute to better outcomes in the future. Research in this thesis indicates MDTs [Multidisciplinary Team] using risk assessment instruments can add value to programs that attempt to identify individuals who are more likely to commit extremism-inspired violence, but these techniques lack the precision necessary to justify preventive detention. This thesis introduces and recommends the use of a trusted contact model to visualize how stakeholders in an MDT framework interact. This thesis also recommends a threat assessment matrix to prioritize intervention efforts. The threat assessment matrix aligns a person's radical belief system with evidence of violent behavior to manage potential risks."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Pendley, James Adam
2018-03
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Stolen Vehicles for Export: A Major Concern for Domestic and International Security
From the thesis abstract: "Although our federal, state, and local governments in the United States have developed effective laws and policies to reduce the number of motor vehicles stolen, these policies have largely failed to address the problem of the number of vehicles that are stolen and exported each year. There is increasing evidence that there are links between organized crime groups and terrorist organizations in the stolen-vehicle export business. This thesis uses the case study of the New York City Police Department's (NYPD) efforts to curb illegal exportation of stolen vehicles to explore the scope of the problem at one of our nation's largest ports (the Port of New York and New Jersey). The key question that framed this research was: Do these policy insights from the NYPD case study point to more general policy changes that would make it more difficult for criminal enterprises to export stolen vehicles? This research suggests a number of national policy changes would positively impact the illegal exporter advantage. These policy changes would provide more consistency in titling of motor vehicles, increase inspections of exports, and enhance enforcement capabilities. Unfortunately, this thesis was unable to establish a clear link between stolen vehicle exports, organized crime, and terrorist use of these stolen vehicles. Even so, data on this topic is scarce, but there is enough to suggest that further research into other case studies could develop data to shed more light on a possible connection. In any case, the findings of this thesis indicate more research would be worthwhile, as the stolen vehicle market is the most lucrative illicit market behind the drug market, and a better understanding could only benefit law enforcement's efforts to counter it."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Mac Donnell, Mark C.
2018-03
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Early Warning: A Strategy to Prevent Injuries and Loss of Life During Active Shooter Attacks on K-12 Schools
From the thesis abstract: "Active shooter attacks occur quickly. Schools have to take immediate action to protect students and staff. Public address systems do not adequately warn everyone at the first sign of danger. This thesis asks to what extent the school 'fire alarm system' can be a model for a 'lockdown notification system' for emergencies involving violence. The research reviews the history, mechanics, and regulations of fire alarm systems, and uses that information to design a conceptual lockdown notification system. A tool to evaluate school warning system technologies was also developed. Six case studies reviewed schools or districts that use a lockdown warning system modeled after the fire alarm system. The thesis concluded the school evaluation tool is useful for identifying strengths and weaknesses of school warning systems. The tool showed that reliability is a strength of the conceptual lockdown notification system because it is aligned with National Fire Protection Association codes. The lockdown notification system has the potential to solve the problem of early warning. The research recommends school decision-makers use this new tool to evaluate and select communication and warning system technologies. It recommends a pilot project to test the implementation of the conceptual lockdown notification system in schools."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Graves, Susan M.
2018-03
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Application of Big Data Analytics to Support Homeland Security Investigations Targeting Human Smuggling Networks
From the thesis abstract: "Human smuggling organizations facilitating the smuggling of aliens into the United States have an unlawful network supporting their illicit transnational activities. Identifying those networks and the key facilitators is challenging due to high volumes of disparate data. This research focuses on how big data analytics can improve the effectiveness and efficiency of Homeland Security Investigations (HSI) targeting human smuggling networks. The purpose of this thesis is to determine whether applying big data analytics to data associated with human smuggling will make network identification of illegal aliens more efficient while producing the necessary articulable facts to substantiate enough probable cause for subsequent investigative actions. An experimental data analytics application called Citrus is used to examine the efficiency and effectiveness of data analytics supporting criminal investigations. Citrus revealed that big data analytics can effectively produce knowledge, including probable cause, more efficiently for HSI in targeting criminal networks. The implications are significant, as the application of data analytics may reshape analytical tradecraft, and compel HSI to revamp data systems. Increases in efficiencies through data analytics may be limited without changes in judicial processes. Upgrading processing capacities for obtaining warrants will become vital as analytics becomes more prevalent."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Hodge, Thomas A.
2018-03
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Can We Defend the Defense Supply Chain? Lessons Learned from Industry Leaders in Supply Chain Management
From the thesis abstract: "To protect the defense supply chain from counterfeit electronic parts, this thesis suggests that the Department of Defense (DOD) should adopt supply chain management methodologies used by Apple and the United Kingdom's Ministry of Defence (MoD). The paper explains how the 2011 Senate Armed Services Committee investigation exposed the problem of counterfeit components throughout the defense supply chain and describes the DOD's subsequent measures to address the issue, which have proven ineffective at best. The author uses two case studies and comparative analysis to identify and examine the practices Apple and the MoD use to protect their supply chains, some of which have become industry standards. The two case studies also highlight the disparities between the industry-recognized best practices in supply chain management and current DOD practices. Based on analysis of the case studies, the thesis provides a number of policy recommendations that the DOD could employ as part of its strategic effort to improve and protect the defense supply chain from counterfeit components."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Menz, Ronald H.
2018-03
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Fighting the Fire in Our Own House: How Poor Decisions Are Smoldering Within the U.S. Fire Service
From the thesis abstract: "This thesis examines how large organizations that routinely engage in high-risk activities--particularly the U.S. fire service--discover, interact with, and counteract deviant behaviors that latently influence safety-centric attitudes within organizational frameworks. To a larger extent, the thesis analyzes how sociological interactions in the workplace shape decision-making processes in dangerous situations. The research question specifically asks whether the U.S. fire service has normalized deviant behaviors that negatively influence firefighter safety. A policy analysis with recommendations was the methodology incorporated to validate the absence or presence of normalized deviance. This method required analyzing at a granular level the policies and procedures of a large metropolitan fire department, with the Dallas Fire Rescue Department (DFRD) chosen as a representative organization. While the thesis did not reveal widespread institutionalized deviance within DFRD's emergency operation procedures, analysis of internal documents about specific emergency incidents signal a trend toward abnormalities in decisionmaking abilities in low-probability, high-risk incidents. Recommendations include capturing routine information for best-practices reinforcement in addition to comprehensive analysis of emerging deviance patterns. Additionally, a second recommendation suggests incorporating an anonymous near-miss reporting system to identify workplace incidents that fall short of an accident, but nonetheless contain pertinent educational information."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Cavnor, Charles Dale
2018-03
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Safeguarding Democracy: Increasing Election Integrity Through Enhanced Voter Verification
From the thesis abstract: "This thesis examines whether implementing a national voter registration list and a biometric identity verification program can prevent or mitigate voter fraud in an effort to protect the right to vote for U.S. citizens and increase election integrity. It analyzes the potential for, and scope of, fraudulent voting in the United States, purely from voter identity and eligibility verification vulnerabilities. The thesis exposes what policy and technical vulnerabilities exist within the various voter verification practices of the individual states that may permit the opportunity for fraudulent voting. It brings into focus the challenges of a federalist system on elections for national leaders. It investigates the effects voter fraud has on national elections, and ultimately, on democracy. This thesis studies whether the use of a national voter registration list and biometrics as secure and robust identity management solutions would address current and foreseeable voter eligibility related vulnerabilities. Lastly, it analyzes whether the solutions are adoptable, will minimize voter suppression while enhancing voter participation, and ultimately, increase integrity and confidence in national elections."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Weir, Kellie J.
2018-03
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Hacking the Silos: Eliminating Information Barriers Between Public Health and Law Enforcement
From the thesis abstract: "This thesis aims to define the current level of information sharing and integration between public health and law enforcement by examining fusion centers and Joint Terrorism Task Forces (JTTFs). The data collection instruments for this thesis were three separate but closely related surveys sent to fusion centers, JTTFs, and public health departments. Only one of the 23 surveyed fusion centers truly includes public health considerations in its functions, a decrease from research conducted by Naval Postgraduate School master's student James Morrissey in 2007. None of the JTTF respondents have a public health representative on their task force and, although the public health sector is interested in integration, its representatives rarely contact JTTFs and fusion centers to initiate collaboration. The data from the literature and surveys indicate that fusion centers and JTTFs want to collaborate with the public health sector, as well, but face integration obstacles such as funding, manpower, and resources. This thesis proposes recommendations to improve collaboration between law enforcement and public health agencies across the United States, including removing certain requirements to serve, expanding the role of regional public health planners, and re-expanding federal grant programs to reflect originally established funding opportunities."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Minks, Cody L.
2018-03
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Remaining Relevant: Historical Contributions, Civil-Military Challenges, and Anti-Submarine Warfare Capabilities on Coast Guard Cutters
From the thesis abstract: "Since 1790, throughout both World Wars, Vietnam, and a majority of the Cold War, the Coast Guard's major cutters relevantly contributed to United States naval warfare capacity. The post-Cold War global security environment reinforced the Coast Guard's relevance as a hybrid military-and-law enforcement service, sharing similarities with many navies throughout the globe. However, despite very recent recapitalization, Coast Guard major cutters, the mainstay of Coast Guard armed service relevance, are potentially less prepared for war than at any other time in service history due to the reemergence of longterm, strategic competition from revisionist powers such as Russia and China, and rogue regimes in North Korea and Iran. These nations present grave threats to the United States homeland, especially in the undersea domain. Adding to the relative lack of armed service relevance, the Coast Guard continues to struggle with professionalism, in part due to the many, non-military missions accrued throughout service history. To improve armed service relevance and professionalism, the Coast Guard should reconstitute the antisubmarine mission it cast aside in 1992. By doing so, the major cutters can effectively deter peer adversaries, protect the vulnerable marine transportation system, increase effectiveness against subsurface threats against the homeland, and achieve the functional and societal imperative to 'Guard the Coast,' thereby enabling the Navy to take war to the enemy and enhancing the relevancy of the Coast Guard as an armed service."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Smicklas, Brian A.
2018-03
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Factors Impacting Intra-District Collaboration: A Field Study in a Midwest Police Department
From the thesis abstract: "This study focuses on factors that impact police officers' intra- and inter-district information-sharing patterns. Forty participants completed a survey that identified their communication patterns. Additionally, individual conflict-handling styles were assessed to determine their relationship to information-sharing practices and networks. Finally, nine semi-structured interviews were conducted with patrol officers and detectives to identify additional factors that might explain information-sharing patterns in the department. A social network analysis was conducted with the quantitative data, and the qualitative data were analyzed by thematic coding. The study revealed that an individual's conflict-handling style (whether it is competing, accommodating, avoiding, compromising, or collaborating) is related to his or her information-sharing habits. The collaborating style yielded a considerably higher number of ego-alter links; the accommodating and competing styles yielded a considerably lower number of ego-alter links. The study demonstrates strong within-role information sharing; officers communicated more with other officers than they did with detectives, and detectives communicated more with other detectives. Likewise, intra-district information sharing was low, while inter-district sharing was high. The interviews revealed several enablers of information sharing: common goals/teamwork, trust, and positive information flow. Barriers included ego, physical barriers, workload, and negative information flow."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Kulikowski, Amanda L.
2018-03
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Improving Information Sharing in the New York City Homeland Security Community
From the thesis abstract: "Information sharing during complex large-scale emergencies continues to challenge New York City (NYC) agencies. Despite both local and national mandates for emergency response after 9/11, information sharing between and within agencies is limited. A conceptual model-based approach is proposed for multi-agency information-sharing challenges during large-scale emergency incidents. A case study of the 2017 Hurricane Maria response in Puerto Rico by NYC agencies within the larger federal response to evaluate the current information-sharing environment highlights the need for more effective information sharing during large events. The case study used the Urban Search and Rescue New York Task Force 1, the New York City Fire Department Incident Management Team, and the NYC Department of Buildings as representative NYC agencies. The case study provided the opportunity to evaluate both the current technology and organizational framework for NYC response agencies and national partner agencies during a real-world event. The case study research confirmed the potential for a conceptual model to specify the information attributes and flow paths of the event, according to an agency's needs. The research also confirmed the applicability of a model-based approach to include existing legacy systems and data structures to enable inter- and intra-agency information sharing during large events."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Harrison, Kevin P.
2018-06
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Use of Social Media and Smartphone Applications for Reporting Suspicious and Criminal Activities to Mass Transit Law Enforcement Agencies
From the thesis abstract: "The threat of terrorism remains in the forefront daily, and public transportation systems remain a preferred target for terrorist attacks. Mass transit customers have long served as the 'eyes and ears' of the public transportation environment. In support of the Department of Homeland Security's See It Say It campaign, mass transit customers contribute to this effort by reporting suspicious and criminal activities on subways and buses. The use of social media networks and mobile phone applications by mass transit law enforcement is slowly evolving as a tool for reporting suspicious and criminal activities on subways and buses. By reviewing the data and current use of social media networks and smartphone applications such as by mass transit law enforcement agencies, this thesis demonstrates that citizens want to play a role in assisting law enforcement in solving crimes. Mass transit law enforcement agencies can leverage community involvement and reduce crime by providing customers with an anonymous means for reporting suspicious and criminal activities. However, whether the use of social media networks and smartphone applications have resulted in an increase in reporting suspicious and criminal activities and a reduction in crime is unresolved, warranting future study in this area."
Naval Postgraduate School (U.S.)
Donald, Jennifer S.
2013-12
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Facing Reality: The Benefits and Challenges of Facial Recognition for the NYPD
From the thesis abstract: "Facial recognition technology (FRT) and license plate readers (LPRs) are comparable technologies that share similar benefits and challenges. Many of the challenges associated with LPRs have already been mitigated, resulting in citizen acceptance and expanded use. Recent advancements in FRT, such as its use in real time, create new opportunities to leverage the technology for increased public safety. To what extent are LPRs and FRT analogous, and how can the use of LPRs by the New York City Police Department (NYPD) provide a roadmap for public support of real-time FRT? This thesis examines benefits and challenges that may arise if the NYPD considers using real-time FRT in the New York City subway system. Through comparative analysis, this thesis determines that real-time FRT could help law enforcement deter terrorism, prevent violent crime, identify wanted individuals, find missing persons as well as assist in mental health situations and post-event investigations. Real-time FRT can help the NYPD meet its mission by reducing fear, increasing resiliency, and adding a layer of protection for citizens riding in the New York City subway system."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Carter, Anthony M.
2018-09
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Prescription for Information Sharing Between Law Enforcement and the Medical Community to Improve Threat Assessments
From the thesis abstract: "Medical practitioners may have information that could be used to determine whether an individual poses a violent threat to the community. However, legal and cultural barriers often prevent information sharing between the medical field and law enforcement. This thesis examines the impact of laws and regulations such as HIPAA [Health Insurance Portability and Accountability Act of 1996], FERPA [Family Educational Rights and Privacy Act], 42 CFR [Code of Federal Regulations] Part 2, and state duty-to-warn laws, and recommends a legal analysis of these laws to determine whether modifications are necessary. It suggests that states could enact individual laws that mandate information sharing between the medical community and law enforcement for the purposes of threat assessment, which would then allow release of the information under HIPAA and 42 CFR Part 2. It also suggests training for both law enforcement and the medical community to ensure they understand how to apply these laws, as well as joint exercises to enhance collaboration and trust."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Thibault, Amy L.
2018-09
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Oregon Trail: An Exploratory Case Study for Higher Education Emergency Management Programs
From the thesis abstract: "Institutions of higher education have underdeveloped emergency management programs despite academic research, industry surveys, and guidance from the Federal Emergency Management Agency and the Department of Education. This research set out to discover what recurring issues are commonly identified in higher education emergency management programs. These issues tended to fall into three broad categories: resources, planning, and engagement. An exploratory case study was then conducted on Oregon's Campus Resilience Consortium to see how this proposed model could address repetitive issues. The research found that Oregon's program is poised to strengthen continuity, communication, and collaboration among institutions across the state. Implementation concerns were identified."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Dunn, Kelly
2018-09
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DHS Acquisition Workforce: The Threat's Not Leaving, Why Are You?
From the thesis abstract: "To mitigate threats to our nation, homeland security operators depend on the acquisition workforce in the Department of Homeland Security (DHS) to develop, field, and sustain the technologies that help them accomplish their mission. Instability in the acquisition workforce can delay readiness of those technologies, giving adversaries a distinct advantage. This study defines the acquisition workforce, establishes a benchmark for instability, and determines whether the DHS acquisition workforce is unstable. The study uses data from DHS, industry, and other government sources to determine attrition rates and the primary causes leading to attrition during the last five years. Overlaying additional data, the study includes a comparative analysis and trend identification, and discusses staffing requirements, shortages, time to deliver an initial operational capability, and time to hire as critical contributors to instability. The results show that, based on the established benchmark, the acquisition workforce is stable; however, the same methodology applied at the component level shows that two DHS components are unstable. Finally, the thesis presents simple recommendations, such as establishing career models for the acquisition workforce, as well as more complex ways forward, such as consolidating the acquisition workforce."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Dumais, Wayne A.
2018-09
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Using Unmanned Aerial Vehicles for Automated External Defibrillator Delivery in the Seattle King County Region Following Out-Of-Hospital Cardiac Arrest
From the thesis abstract: "Using an automated external defibrillator (AED) to deliver a shock to a cardiac arrest patient before emergency medical services arrive increases the likelihood that the patient will survive. This thesis explores the possibility of using unmanned aerial systems (UASs, or drones) to deliver AEDs to patients experiencing out-of-hospital cardiac arrest (OHCA) in Washington's Seattle/King County region--particularly in suburban and rural areas where traditional emergency response may be delayed. The researcher collected qualitative data on OHCA incidents in the region over a five-year period and ran simulated models to determine whether an AED-equipped UAS could arrive to a cardiac arrest patient faster than a traditional ground response. The research concluded that such UASs could be launched and maintained by a single organization, and could significantly decrease response times to the suburban and rural areas of the Seattle/King County region."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Tyerman, Aaron M.
2018-09
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Challenges Associated with Providing Efficient and Effective Fire Services to Large Arab-American Populations and the Resources Required to Meet Them
From the thesis abstract: "Challenges to effective service can be encountered when a predominantly white, Christian, Euro-ethnic, and male fire service encounters unfamiliar minority populations. While studies have been conducted to determine challenges that firefighters face in servicing certain minority groups, no studies have been published related to the challenges encountered when servicing a predominantly Arab-American minority population. This thesis collected data from a sample of firefighters employed by the City of Dearborn, home to the largest percentage of Arab-Americans outside of the Middle East. Firefighters were asked to identify not only the challenges encountered, but also the resources that would aid them in providing more effective service. The research concluded that Dearborn firefighters did encounter challenges when servicing Arab-American minority groups, which included language barriers and the lack of education on the role of the fire service within the community. Resources identified to improve service efficiency and effectiveness included increased collaboration with Arab-American community and religious leaders, educational programs, and the recruitment of bilingual staff."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Murray, Joseph P.
2018-09
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Implementation of Active Cyber Defense Measures by Private Entities: The Need for an International Accord to Address Disputes
From the thesis abstract: "Cybersecurity is a national security issue. Passive cyber defense measures are no longer sufficient. This thesis uses options analysis to consider different courses of action for the employment of active cyber defense measures. The Active Cyber Defense Certainty Act, with minor changes, will strengthen the collective cybersecurity posture of entities worldwide by increasing the identification of those perpetrating cyberspace acts. Alone, it does not address the legitimate concerns of proponents and opponents alike. It needs to be coupled with the Cyber Diplomacy Act of 2017, which creates an office within the Department of State to negotiate cyber matters globally on behalf of the United States. While these two acts are stronger together, no single entity within the United States fully addresses America's cybersecurity policy. As the attacks on the World Trade Center in 2001 necessitated the creation of a Director of National Intelligence to coordinate the intelligence community, the current state of cybersecurity necessitates the creation of a national director of cybersecurity. The three concepts create a holistic approach to U.S. cybersecurity, but an entity must mitigate disputes between nations. NATO's Cooperative Cyber Defence Centre of Excellence (CCDCOE) facilitated the writing of the Tallinn Manual 2.0. Coupled with the Budapest Convention on Cybercrime as a framework, the CCDCOE has the ability to serve as the entity to mitigate those disputes."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Barnes, Isaac A.
2018-12
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Conditions of Democratic Erosion: Has U.S. Democracy Reached a Tipping Point?
From the thesis abstract: "This thesis provides readers an in-depth analysis of the alleged existence of democratic erosion in the United States using Peru, Hungary, and pre-World War II Germany as case studies to show historical examples of the phenomenon. Using Mayring's qualitative analytical model, this thesis finds that these three countries demonstrated conditions that became tipping points toward erosion as a result of the consolidation of power by their leaders. While the analysis finds the precursors of tipping points to democratic erosion in the three case studies, the analysis does not find signs of democratic erosion in the United States. It finds that the constitutional separation of powers and the checks and balances of the U.S. system continue to function as designed. The thesis does find, however, that the U.S. democratic system is being strained, as it is becoming increasingly difficult to bridge the ideological divide, and if the democratic system cannot resolve these challenges, or if elected officials and the electorate violate constitutional rules, it will experience a constitutional crisis."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Tubbs, Christian D.
2018-12
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Climate Security Threat--America's Achilles' Heel?
From the thesis abstract: "The 2015 National Security Strategy warns that natural hazards supercharged by the effects of climate change pose a direct threat to the human and national security of the United States. This thesis asks if the U.S. government is placing the American public at risk by failing to create resilience standards appropriate to the threats posed by natural hazards, including hazards that will be exacerbated by climate change. What is preventing the nation from understanding the risk of climate security threats and the need to adapt to those threats? What lessons can the United States learn from our allies to establish an effective climate change adaptation protocol? These questions are examined through four emergency management considerations: the climate threat, presidential narratives, emergency management laws and relevant policies, and democratic allies' climate adaptation progress. The research shows that decisive national leadership toward climate adaptation is urgently needed in the United States. The answers to these research questions provide a narrow view of key factors that can be changed to achieve a more resilient nation and increase public safety for the American people."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Schaffer, Patricia A.
2018-12
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Area Maritime Security Committees and the Maritime Transportation System
From the thesis abstract: "The purpose of this thesis was to explore the modern threats to the maritime homeland security environment and the effectiveness of Area Maritime Security Committees (AMSCs) in preventing and responding to transportation security incidents. AMSCs are deliberately designed to encompass senior representatives of numerous stakeholders in the maritime homeland security enterprise, such as law enforcement, fire, industry, and labor. There were two research questions used in this project: What are the strengths, weaknesses, opportunities, and threats to the effectiveness of AMSCs, and how can AMSCs improve their interagency collaboration to enhance the homeland security enterprise? Two rounds of Delphi surveys were conducted to evaluate the effectiveness of AMSCs. These were issued to 24 people from five Captain of the Port Zones across the West Coast of the United States. The survey answers were then evaluated against open-source reports produced by AMSCs. Between these research sources, AMSCs were shown to be positive collaboration and information-sharing mechanisms, but geography creates barriers to participation and effectiveness. In order to improve, AMSCs must increase funding, change policy to fund the travel and training of AMSC members, recruit and provide engaging training for new personnel, and establish metrics of performance. On the national level, all AMSCs should target and monitor common threats to better secure the maritime transportation system."
Naval Postgraduate School (U.S.); Naval Postgraduate School (U.S.). Center for Homeland Defense and Security
Crowell, Ben
2018-12
