Study of the Securities Industry, Part 9: Appendix to Hearings Before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-Second Congress, Second Session, April 14, 17, 25, 26 and May 11-12, 1972   [open pdf - 233MB]

This is the Appendix to the April 14, 17, 25, 26 and May 11-12, 1972 hearings on "Study of the Securities Industry," held before the Subcommittee on Commerce and Finance of the U.S. House Committee on Interstate and Foreign Commerce. The following items are included in the Appendix: "Summary Statement of ALC [American Life Convention]--LIAA [Life Insurance Association of America], with attachments, exhibits, and charts; submitted by Harold E. Bigler, Jr."; "Prepared Statement of Donald B. Marron, with appendixes, attachments, tables, and charts"; "Letter dated December 23, 1971, from Marshall Barnes, Chairman of the Board of Howe, Barnes & Johnson, Inc.; letter dated January 6, 1972, from A. R. Roalman, President, National Investor Relations Institute; letter dated February 15, 1972, from David M. Mesker, Vice President, A. G. Edwards Sr Sons, Inc.; letter dated March 23, 1972, from J. Walter Sherman, President,. Sherman, Dean St Co., with related material; article entitled, 'Institutional Research, End of an Era?' by Fred Bleakley, Institutional Investor magazine"; "White Paper on Institutional Membership, presented by Chairman William J. Casey"; "The Consequences of Competitive Commissions on the New York Stock Exchange, by Irwin Friend and Marshall E. Blume"; "Statement of Investors Diversified Services, Inc. and Jefferies Company, Inc., before the SEC [U.S. Securities and Exchange Commission], October 19, 1971"; and "Post-Hearing Memorandum of Investors Diversified Services, Inc., before the SEC, January 4, 1972."

Report Number:
Serial No. 92-37h
Public Domain
Retrieved From:
U.S. Government Publishing Office: http://www.gpo.gov/
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