Study of the Securities Industry, Part 4: Appendix to Hearings Before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-Second Congress, First Session, October 18-20, 26-27 and November 16-17, 1971   [open pdf - 294MB]

This is a partial Appendix to the October 18-20, 26-27 and November 16-17, 1971 hearings on "Study of the Securities Industry" held before the Subcommittee on Commerce and Finance of the U.S. House Committee on Interstate and Foreign Commerce. The following items (M-CC) are included in this part of the Appendix: "Answers to Questions, by Herman W. Bevis, Executor Director, BASIC [Banking and Securities Industry Committee]"; "Comprehensive Securities Depository System--Study of Canceled Stock Certificates, with statistical tables, exhibits, and charts"; "Making the Certificate Machine-Readable (Discussion Paper, September 9, 1970)"; "Research Report on Making the Certificate Machine-Readable"; "The Machine-Readable Certificate Project"; "Four Proposed Uniform Forms--Transfer Instruction Delivery Ticket Comparison Reclamation Form,"; "The Billion-Share Automated Securities Depository (Central Certificate Service)"; "Memorandum of Understanding on a Comprehensive Securities Depository System"; "Chronology of the New York Stock Exchange, Stock Clearing Corporation"; "Operating Rules of the National Clearing Corporation"; "Report and Recommendations of the Security Imprinting and Processing Task Force of the Committee on Uniform Security Identification Procedures"; "OCR [Optical Character Recognition] Equipment for Reading Stock Certificates (Report to BASIC-- July 1970), with charts, tables, and exhibits"; "Letter from Chairman Casey of SEC [U.S. Securities and Exchange Commission] to Mr. Moss regarding fails, with charts, tables, and exhibits"; "Suggest approach to the National Clearing Problem, with charts and exhibits"; "Securities Industry Overview Study"; "Paper Crisis in the Securities Industry: Causes and Cures"; and "The Role of Banking in Elimination of the Stock Certificate." Part 5 contains the remaining appendix items for these hearing dates.

Report Number:
Serial No. 92-37c
Public Domain
Retrieved From:
U.S. Government Publishing Office: http://www.gpo.gov/
Media Type:
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