Study of the Securities Industry, Part 1: Hearings Before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-Second Congress, First Session, August 2 and 3, 1971 [open pdf - 417MB]
This is the August 2 and 3, 1971 hearings on the "Study of the Securities Industry, Part 1" held before the Subcommittee on Commerce and Finance of the U.S. House Committee on Interstate and Foreign Commerce. From the opening statement of John E. Moss: "This morning the Subcommittee on Commerce and Finance of the House Committee on Interstate and Foreign Commerce is opening a series of hearings on the securities markets. This is in response to the commitment made at the close of last year, when the bill creating the Securities Investor Protection Corporation was passed. [...] Today we shall explore the problems of the industry in the period 1968 to 1970, and also try to bring some of these problems down to date. We shall attempt to keep the discussion focused on the problems of the industry during the period 1968 to 1970." Statements, letters, and materials submitted for the record include those of the following: Lee Arning, Donald L. Calvin, William J. Casey, Lloyd J. Derrickson, Edward R. Gilleran, Irving Pollack, Sheldon Rappaport, Felix G. Rohatyn, Harold A. Rousselot, Patrick Scorese, George Shinn, and Ezra Weiss.
Serial No. 92-37
U.S. Government Publishing Office: http://www.gpo.gov/