ABSTRACT

Securities and Exchange Commission (SEC) Actions to Mitigate the Impact of COVID-19 [April 16, 2020]   [open pdf - 540KB]

From the Document: "The U.S. Securities and Exchange Commission (SEC) has broad regulatory authority over significant parts of the securities industry, including stock exchanges, mutual funds, investment advisers, bonds, publicly traded companies, and brokerage firms. The coronavirus (COVID-19) pandemic has affected various areas within the SEC's regulatory ambit. This Insight highlights selected tools that the agency has used to help mitigate those impacts."

Report Number:
CRS Insight, IN11339
Author:
Publisher:
Date:
2020-04-16
Series:
Copyright:
Public Domain
Retrieved From:
Congressional Research Service: https://crsreports.congress.gov/
Format:
pdf
Media Type:
application/pdf
URL:
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